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Our recognitions by the market
1998.3 Guotai AMC was established in Shanghai, with a registered capital of RMB60 million
China’s first closed-end fund -- Jintai Fund– was launched on March 27 and traded in Shanghai Stock Exchange on April 7
1999.10 Jinxin Fund was set up on October 21 and traded in Shanghai Stock Exchange on November 26
2000.4 Jinsheng Fund was set up and traded in Shenzhen Stock Exchange on June 30; enlarged on August 24
2000.5 Jinding Fund was set up and traded in Shanghai Stock Exchange on August 4; enlarged on October 19
2000.8 Guotai AMC expanded registered capital to RMB110 million
 
2002.4 Guotai’s first open-end fund – Guotai Jinying Growth Equities Fund launched
 
2003.10 Jinlong Funds (Jinlong Sector-select Equities Fund and Jinlong Bond Fund)were launched

2003.12
GWith the approval of China Securities Regulatory Commission, Hongyuan Securities Co., Ltd. transferred all the shares it held to Shanghai State-owned Assets Operation Co., Ltd. (SSAOCORP) and Guotai Jun’an Securities Co., Ltd.
2004.5 Guotai Jinma Stable Return Equities Fund was launched
 
2004.9 Won the license of National Council for SSF investment management
Guotai Jinxiang Principal Guaranteed Fund was launched
2005.8 Electronic trade system was initiated
 
2006.1 With the approval of China Securities Regulatory Commission, Zhejiang International Trust & Investment Co.,Ltd. transferred its shares—20% of Guotai AMC -- to Wanlian Securities
 
2006.4 Guotai Jinlu Principal Guaranteed Value Added Securities Investment Fund was launched
2006.9 Guotai Jinpeng Bluechip Value Equities Fund was launched
 
2006.10 Jintai Fund revised its dividend distribution clause from “distribute fund revenue once each accounting year” to “distribute fund revenue at least once each year”, initiated the closed-end fund dividend new distribution commitment in China
 
2007.4 Jinding Fund successfully transformed to Guotai Jinding Value-Select Hybrid Fund
Guotai Jinniu Innovation Growth Equities Fund was launched
2007.10 With approval from China Securities Regulatory Commission, China Jianyin Investment Limited became the largest shareholder of Guotai AMC by acquiring 70% of shares from other investors including Shanghai State-owned Assets Operations Co., Ltd, Guotai Jun’an Securities Co., Ltd, Shanghai Ai Jian Trust and Investment Co., Ltd, and Shanghai Electronics Development Holding Group Company.
2007.11 Acquired the license for corporate annuity investment manager by the Ministry of Labor and Social Security
Jinxiang Principal Guaranteed Fund was successfully transformed into Shanghai-Shenzhen 300 Index Securities Investment Fund


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